Carol Knowlton, CDFA™

About Me

About My Firm

Carol Knowlton is President of Knowlton Financial

Series 7, 63, 65 Insurance License
Certified Divorce Financial Analyst™, CDFA™

I have been servicing my client's needs since '94. My years in the Financial Services Industry have helped me gain a deep insight into what people want most out of life.

I firmly believes that long-term relationships are critical in helping my clients successfully navigate the road to prosperity. The process of integrating life goals and financial goals are essential to the successful implementation of a financial plan.

My goal as a financial advisor, is to provide superior service to my clients with a sense of commitment and an attitude of integrity. My knowledge of the marketplace and meticulous attention to detail, helps my clients work toward realizing their retirement goals

I am an active member of the National Organization of Women's Business Owners, as well as a volunteer for the "Foundation" an organization to help women,children and family's stay healthy and informed. I have always given my time to the Boys and Girls Club's throughout Orange County, California

Carol is an Investment Advisor Representative with Securities America Advisors.


1994

BA

She is a mother of three, twin daughters, Samantha & Lindsey, and a son Jonathan.

Anaheim Hills, CA and all surrounding areas

Financial Planning, Retirement Planning, Investment Management, Wealth Management, Portfolio Management, Tax Planning,Charitable Gifting, Insurance, Estate Planning, Education Planning, Asset Management, Debt Counseling

I am delighted that you have chosen to visit my profile. Whether this is your first visit or you have been with my firm for many years, you will always notice that my clients and their goals are my main focus.

MY SIX STEP APPROACH

ONE:
We believe that before we offer any advice, we need to devote a good deal of time and attention to learning about you, your needs and your expectations. We carefully consider your liquidity requirements, risk tolerance, tax situation and time horizon before making any recommendations.

TWO:
As staunch advocates for your interests, we offer only objective advice and solutions that we believe will achieve your goals, and we hold ourselves accountable for the results. We do not offer proprietary products.

THREE:
We believe the best way to manage your wealth is to view your portfolio as a unified whole, rather than an array of assets with separate mandates.

FOUR:
When it comes to managing your investments, we believe that asset allocation and diversification are the keys to building and preserving wealth. We invest for the long-term, and do not attempt to time the markets.

FIVE:
Where appropriate, we believe in employing alternative investment strategies. We seek out these opportunities through our network of wealth management resources, and make recommendations only after we’ve completed an extensive due diligence process.

SIX:
We believe in building client relationships for the long-term, which means open, ongoing dialogue and periodic reassessments to review progress and make sure your program remains on track. As your priorities shift or market forces change, we adjust your plan accordingly.

Divorce Planning
What does a Certified Divorce Financial Analysts™ do?
A member of the Institute for Divorce Financial Analysts who specializes in the financial issues surrounding divorce. The role of the CDFA™ includes acting as an advisor to one party's divorce lawyer, or as a mediator for both parties. Working with a client and their attorney, a CDFA™ can help forecast the long-term effects of the divorce settlement.

My highest goal is that you have a successful investing experience.

I invite you to leave the crystal balls of Wall Street behind and get to know how I may help you.